Compliance Officer - Onboarding Privatenew

Job Description

• Due diligence on account opening requests
• Review of client’s account opening requests of private clients from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB).
• Review of tax compliance aspects, such as FATCA and CRS (automatic exchange of information)
• Contribution in drafting internal memos and procedures
• Participation in reviews of key clients
• Participation in key regulatory projects
• Optimization of internal processes and guidelines
• Support and advice to the Front line and management

Qualifications

• Bachelor or Master Degree, preferably in Laws or in Economics
• Minimum 5 years of experience in the Compliance field
• Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other applicable regulations 
• Excellent command of English and French (other languages are a strong asset)
• Ability to multi-task and work under pressure
• Analytical and methodological approach
• Very good communication skills
• Strong team player who enjoys working in multicultural, dynamic, technological and international environment

Additional Information

Please note that Swissquote never requests sensitive personal information or payment of any kind during the recruitment process. Any such request is fraudulent.

 

SQ2