Head of Investment Management Controlsnew
Jupiter Asset Management (JAM) · Asset Manager
- All Investment Management jobs
- Leadership & Executive
- Asset Management
- London, United Kingdom
- Full time
The Value of Active Minds
About Jupiter
Jupiter is one of the UK’s leading investment management companies with just over 500 employees and £73.7 billion worth of assets under management (as at 30th June 2026).
Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and sub-advised funds. Jupiter has experienced a period of international growth with offices open in EMEA and APAC.
The majority of our employees are based in our London office located just minutes from Victoria station which provides stair-free access from both the Underground’s Victoria line and National Rail platforms, as well as limited road crossings to the Jupiter office. Our London office was designed to encourage employees to live active, healthy lives with floor-to-ceiling windows that allow for greater natural light and the benefit of a private balcony, table tennis room, cycle storage and on-site shower and locker facilities. The short distance to Green Park and St James' Park also provides employees with a natural space to relax during their lunch break and a healthy alternative to office-based meetings.
We offer our UK employees a 3:2 hybrid working arrangement where Tuesdays, Thursdays and a third day of your choice are worked from the office. The other two days may be worked from home. This facilitates collaboration and allows employees to maximise productivity whilst maintaining a healthy work/life balance.
Background
This is an exciting opportunity to join Jupiter’s Investment Platform team and take responsibility for the enhancement and management of the first line Investment Management Control framework.
The ideal candidate will leverage their in-depth knowledge of investment products and clear understanding of Front Office controls to create a trusted 1LOD function, reporting directly into the Investment Management COO with the support of 2 direct reports.
Key Responsibilities
- Support the CIO as Senior Manager by ensuring that reasonable steps have been taken and appropriate processes are in place to mitigate key risks across the Investment Management department.
- Act as the primary liaison with second line functions including Risk, Internal Audit, Compliance for matters impacting Investment Management.
- Managing the IM RCSA process and ongoing monitoring of the control environment, escalating issues to CIO and Head of Investment Platform as necessary.
- Owning the management, investigation and remediation of Incidents across Investment Management.
- Point of approval for Aladdin access requests across Investment Management.
- Managing BAU enquiries or issues from Investment Managers or other departments
- Participating and assisting in the implementation of new funds and fund changes including review and input into the documentation aspect of new funds from an IM Controls perspective.
- Maintenance, development and embedding of Policies and Procedure documentation across the IM department.
- Chair and coordinate the Controls & Governance Forum as a key working group bringing together risk and control departments to review and discuss Investment Management focused issues.
- Develop and maintain strong and trusted relationships with investment teams.
- Provide an interface with Investment Oversight Committee including the recommendation of new and changes to existing investment policies
Desired Skills / Experience
- 10+ years experience in investment management or Internal Audit/controls
- Proven track record of successful monitoring and control across the end-to-end trade lifecycle (pre-trade, execution, post-trade)
- Efficient management of a small team
- Demonstrated ability to understand investment strategy and mandates with investment guidelines design and monitoring
- Proven ability to promote collaboration across business/department lines.
- Thorough understanding of financial markets, economic trends, and investment vehicles
- Exceptional analytical and quantitative skills
- Excellent communication and presentation skills
- Strong relationships building skills
- Knowledge of regulation impacting IM business - SFDR, Consumer Duty, SMCR, FCA Principles and emerging regulatory landscape
- Knowledge of Aladdin is desirable
Additional Role Details
This role is subject to the Conduct Rules set by the FCA.
Don’t meet every requirement? At Jupiter we are dedicated to building a diverse and inclusive workplace, so if you are interested in this role, but don’t think your experience aligns perfectly with every listed requirement in the job description, we would encourage you to apply. You may be the right person for this role.
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